Jared Carpenter
- Republican
- Senator
- District 34
Primary
Amend KRS 292.336 to require investment advisers to establish written procedures relating to a business continuity and succession plan; require investment advisers to establish and implement written physical security and cybersecurity policies and procedures; create a new section of KRS Chapter 292 to establish continuing education requirements for investment adviser representatives; EFFECTIVE January 1, 2023.
signed by Governor (Acts Ch. 145)
delivered to Governor
posted for passage in the Consent Orders of the Day for Wednesday, March 30, 2022
enrolled, signed by President of the Senate
received in Senate
3rd reading, passed 97-1
enrolled, signed by Speaker of the House
returned to Rules
taken from the Orders of the Day
2nd reading, to Rules
posted for passage in the Regular Orders of the Day for Friday, March 25, 2022
reported favorably, 1st reading, to Calendar
to Banking & Insurance (H)
received in House
3rd reading, passed 34-0
to Committee on Committees (H)
posted for passage in the Consent Orders of the Day for Friday, March 18, 2022
2nd reading, to Rules as a consent bill
reported favorably, 1st reading, to Consent Calendar
to Banking & Insurance (S)
introduced in Senate
to Committee on Committees (S)
| Bill Text Versions | Format |
|---|---|
| Acts Chapter 145 | |
| Current/Final | |
| Introduced |
| Document | Format |
|---|---|
| No related documents. |
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