Banking and Insurance
Primary
Regulation of Securities; Requiring the Financial Services Commission to define the term “accredited investor” by rule; revising requirements for the registration of securities; revising grounds on which the office may revoke, suspend, or deny the registration of securities; specifying continuing education requirements for associated persons of investment advisers and federal covered advisers; authorizing the commission to establish rules of conduct and prohibited business practices for intermediaries, etc.
Chapter No. 2023-205
Approved by Governor
Signed by Officers and presented to Governor
Read 3rd time
Ordered enrolled
CS passed; YEAS 117, NAYS 0
Placed on 3rd reading
Added to Third Reading Calendar
Read 2nd time
Amendment(s) adopted (511822)
Read 2nd time
Read 3rd time
CS passed as amended; YEAS 39 NAYS 0
In Messages
Bill referred to House Calendar
Bill added to Special Order Calendar (5/1/2023)
1st Reading (Engrossed 1)
Placed on Calendar, on 2nd reading
Placed on Special Order Calendar, 04/28/23
Favorable by- Fiscal Policy; YEAS 19 NAYS 0
On Committee agenda-- Fiscal Policy, 04/25/23, 10:00 am, 412 Knott Building
Now in Fiscal Policy
Favorable by Appropriations Committee on Agriculture, Environment, and General Government; YEAS 13 NAYS 0
On Committee agenda-- Appropriations Committee on Agriculture, Environment, and General Government, 04/18/23, 12:00 pm, 110 Senate Building
Now in Appropriations Committee on Agriculture, Environment, and General Government
Pending reference review under Rule 4.7(2) - (Committee Substitute)
CS by Banking and Insurance read 1st time
CS by Banking and Insurance; YEAS 11 NAYS 0
On Committee agenda-- Banking and Insurance, 03/29/23, 8:30 am, 412 Knott Building
Introduced
Referred to Banking and Insurance; Appropriations Committee on Agriculture, Environment, and General Government; Fiscal Policy
Filed
| Bill Text Versions | Format |
|---|---|
| S 180 Filed | PDF HTML |
| S 180 c1 | PDF HTML |
| S 180 e1 | PDF HTML |
| S 180 er | PDF HTML |
| Document | Format |
|---|---|
| 511822 - Amendment to S 180 c1 | PDF HTML |
| 491330 - Amendment (Delete All) to S 180 Filed | PDF HTML |
| Bill Analysis -- Fiscal Policy (Post-Meeting) (4/26/2023 9:32 AM) | |
| Bill Analysis -- Fiscal Policy (Pre-Meeting) (4/24/2023 9:49 AM) | |
| Bill Analysis -- Appropriations Committee on Agriculture, Environment, and General Government (Post-Meeting) (4/19/2023 9:53 AM) | |
| Bill Analysis -- Appropriations Committee on Agriculture, Environment, and General Government (Pre-Meeting) (4/17/2023 8:30 AM) | |
| Bill Analysis -- Banking and Insurance (Post-Meeting) (4/11/2023 1:31 PM) | |
| Bill Analysis -- Banking and Insurance (Pre-Meeting) (3/29/2023 2:56 PM) |
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