Commerce Committee
Primary
Regulation of Securities; Revises requirements for registration of securities; requires OFR to deem applications for registration abandoned under certain circumstances; revises grounds on which office may revoke, suspend, or deny registration of securities; specifies office's powers in investigations of issuers; revises methods by which office may enter order suspending issuer's right to sell securities; revises requirements for applying for registration as dealer, associated person of dealer, or investment adviser; provides registration exemptions for private fund advisers; specifies continuing education requirements for associated persons of investment advisers & federal covered advisers; specifies requirements for certain previously registered associated persons; authorizes FSC to establish rules of conduct & prohibited business practices for intermediaries.
Laid on Table; companion bill(s) passed, see CS/SB 180 (Ch. 2023-205)
Added to Second Reading Calendar
Bill referred to House Calendar
Reported out of Commerce Committee
1st Reading (Committee Substitute 2)
CS Filed
Laid on Table under Rule 7.18(a)
Favorable with CS by Commerce Committee (Amended)
Added to Commerce Committee agenda
Original reference removed: State Administration & Technology Appropriations Subcommittee
Referred to Commerce Committee
Now in Commerce Committee
1st Reading (Committee Substitute 1)
CS Filed
Laid on Table under Rule 7.18(a)
Reported out of Insurance & Banking Subcommittee
Favorable with CS by Insurance & Banking Subcommittee
PCS added to Insurance & Banking Subcommittee agenda
1st Reading (Original Filed Version)
Now in Insurance & Banking Subcommittee
Referred to Commerce Committee
Referred to Insurance & Banking Subcommittee
Referred to State Administration & Technology Appropriations Subcommittee
Filed
| Bill Text Versions | Format |
|---|---|
| H 253 Filed | |
| H 253 c1 | |
| H 253 c2 |
| Document | Format |
|---|---|
| 799109 - Amendment to H 253 c1 | |
| Bill Analysis -- Commerce Committee (Post-Meeting) (4/12/2023 2:51 PM) | |
| Bill Analysis -- Insurance & Banking Subcommittee (Post-Meeting) (6/13/2023 10:03 AM) |
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