Lawrence McClure
- Republican
Protection of Vulnerable Investors; Requires securities dealers, investment advisers, & associated persons to report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to DCF; authorizes dealers & investment advisers to delay certain disbursements or transactions based on reasonable belief of financial exploitation of specified adult; requires dealer or investment adviser to notify certain persons & OFR of such delays within specified timeframe; authorizes dealer or investment adviser to extend delay; provides that length of such delays may be shortened or extended by court of competent jurisdiction; provides immunity from administrative & civil liability for dealers, investment advisers, & associated persons; requires dealers & investment advisers to develop certain training policies or programs & maintain written records of compliance.
Chapter No. 2020-157
Approved by Governor
Signed by Officers and presented to Governor
Read 3rd time
Ordered enrolled
CS passed; YEAS 38 NAYS 0
Withdrawn from Banking and Insurance; Judiciary; Rules
Placed on 3rd reading
Read 2nd time
Substituted for CS/SB 1672
Placed on Calendar, on 2nd reading
Received
Referred to Banking and Insurance; Judiciary; Rules
In Messages
CS passed; YEAS 118 NAYS 0
Read 3rd time
Read 2nd time
Placed on 3rd reading
Placed on Special Order Calendar, 02/19/20
Placed on Calendar
CS/CS by Commerce Committee read 1st time
Pending review of CS -under Rule 7.18(c)
CS/CS by- Commerce Committee; YEAS 22 NAYS 0
On Committee agenda-- Commerce Committee, 02/06/20, 9:00 am, Webster Hall
Now in Commerce Committee
Favorable by Children, Families and Seniors Subcommittee; YEAS 11 NAYS 0
On Committee agenda-- Children, Families and Seniors Subcommittee, 01/29/20, 9:00 am, 12 HOB
Now in Children, Families and Seniors Subcommittee
Pending review of CS under Rule 7.18(c)
CS by Insurance and Banking Subcommittee read 1st time
CS by Insurance and Banking Subcommittee; YEAS 15 NAYS 0
Introduced
On Committee agenda-- Insurance and Banking Subcommittee, 01/15/20, 3:30 pm, Sumner Hall
Referred to Insurance and Banking Subcommittee; Children, Families and Seniors Subcommittee; Commerce Committee
Filed
Bill Text Versions | Format |
---|---|
H 813 Filed | |
H 813 c1 | |
H 813 c2 | |
H 813 er |
Document | Format |
---|---|
166703 - Amendment to H 813 Filed | |
Bill Analysis -- Commerce Committee (Post-Meeting) (2/10/2020 9:33 AM) | |
Bill Analysis -- Children, Families and Seniors Subcommittee (Post-Meeting) (1/29/2020 11:48 AM) | |
Bill Analysis -- Insurance and Banking Subcommittee (Post-Meeting) (7/2/2020 2:35 PM) |
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