HB 813

  • Florida House Bill
  • 2020 Regular Session
  • Introduced in House Jan 14, 2020
  • Passed House Feb 20, 2020
  • Passed Senate Mar 12, 2020
  • Signed by Governor Jun 30, 2020

Protection of Vulnerable Investors

Bill Subjects

Subject Index

Abstract

Protection of Vulnerable Investors; Requires securities dealers, investment advisers, & associated persons to report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to DCF; authorizes dealers & investment advisers to delay certain disbursements or transactions based on reasonable belief of financial exploitation of specified adult; requires dealer or investment adviser to notify certain persons & OFR of such delays within specified timeframe; authorizes dealer or investment adviser to extend delay; provides that length of such delays may be shortened or extended by court of competent jurisdiction; provides immunity from administrative & civil liability for dealers, investment advisers, & associated persons; requires dealers & investment advisers to develop certain training policies or programs & maintain written records of compliance.

Bill Sponsors (1)

Votes


Actions


Jul 01, 2020

Florida Legislature

Chapter No. 2020-157

Jun 30, 2020

Florida Legislature

Approved by Governor

Jun 17, 2020

Florida Legislature

Signed by Officers and presented to Governor

Mar 12, 2020

Senate

Read 3rd time

House

Ordered enrolled

Senate

CS passed; YEAS 38 NAYS 0

Mar 11, 2020

Senate

Withdrawn from Banking and Insurance; Judiciary; Rules

Senate

Placed on 3rd reading

Senate

Read 2nd time

Senate

Substituted for CS/SB 1672

Senate

Placed on Calendar, on 2nd reading

Mar 02, 2020

Senate

Received

Feb 27, 2020

Senate

Referred to Banking and Insurance; Judiciary; Rules

Feb 26, 2020

Senate

In Messages

Feb 20, 2020

House

CS passed; YEAS 118 NAYS 0

House

Read 3rd time

Feb 19, 2020

House

Read 2nd time

House

Placed on 3rd reading

Feb 13, 2020

House

Placed on Special Order Calendar, 02/19/20

Feb 11, 2020

House

Placed on Calendar

Feb 10, 2020

House

CS/CS by Commerce Committee read 1st time

House

Pending review of CS -under Rule 7.18(c)

Feb 06, 2020

House

CS/CS by- Commerce Committee; YEAS 22 NAYS 0

Feb 04, 2020

House

On Committee agenda-- Commerce Committee, 02/06/20, 9:00 am, Webster Hall

Jan 29, 2020

House

Now in Commerce Committee

House

Favorable by Children, Families and Seniors Subcommittee; YEAS 11 NAYS 0

Jan 27, 2020

House

On Committee agenda-- Children, Families and Seniors Subcommittee, 01/29/20, 9:00 am, 12 HOB

Jan 20, 2020

House

Now in Children, Families and Seniors Subcommittee

Jan 16, 2020

House

Pending review of CS under Rule 7.18(c)

House

CS by Insurance and Banking Subcommittee read 1st time

Jan 15, 2020

House

CS by Insurance and Banking Subcommittee; YEAS 15 NAYS 0

Jan 14, 2020

House

Introduced

Jan 13, 2020

House

On Committee agenda-- Insurance and Banking Subcommittee, 01/15/20, 3:30 pm, Sumner Hall

Dec 16, 2019

House

Referred to Insurance and Banking Subcommittee; Children, Families and Seniors Subcommittee; Commerce Committee

Nov 26, 2019

House

Filed

Bill Text

Bill Text Versions Format
H 813 Filed PDF
H 813 c1 PDF
H 813 c2 PDF
H 813 er PDF

Related Documents

Document Format
166703 - Amendment to H 813 Filed PDF
Bill Analysis -- Commerce Committee (Post-Meeting) (2/10/2020 9:33 AM)
Bill Analysis -- Children, Families and Seniors Subcommittee (Post-Meeting) (1/29/2020 11:48 AM)
Bill Analysis -- Insurance and Banking Subcommittee (Post-Meeting) (7/2/2020 2:35 PM)

Sources

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