Jim Silva
- Republican
Author
Existing law regulates the operations of corporations, including, without limitation, elections of boards of directors and qualification with the Commissioner of Corporations of securities offerings in specified transactions, based on, among other things, whether a security is traded on a national securities exchange or is listed on the National Market System of the NASDAQ Stock Market. Existing law governing broker-dealers, investment advisers, and investment adviser representatives references the National Association of Securities Dealers. This bill would change references to the NASDAQ Stock Market to reflect existing federal law designating that market as a national securities exchange. The bill would change references to the American Stock Exchange to reflect its current name, the NYSE Amex. The bill would also change references to the National Association of Securities Dealers to reflect its current name, the Financial Industry Regulatory Authority, and make other technical and conforming changes.
Chaptered by Secretary of State - Chapter 131, Statutes of 2009.
Approved by the Governor.
Enrolled and to the Governor at 2:30 p.m.
Ordered returned to enrollment.
Withdrawn from Governor.
Enrolled and to the Governor at 3 p.m.
In Assembly. To enrollment.
Read third time, passed, and to Assembly. (Ayes 40. Noes 0. Page 1428.)
Read second time. To Consent Calendar.
From committee: Do pass. To Consent Calendar. (June 17).
In Senate. Read first time. To Com. on RLS. for assignment.
Read third time, passed, and to Senate. (Ayes 78. Noes 0. Page 1368.)
Read second time. To Consent Calendar.
From committee: Do pass. To Consent Calendar. (May 4).
From committee chair, with author's amendments: Amend, and re-refer to Com. on B. & F. Read second time and amended.
Read first time.
From printer. May be heard in committee March 30.
Introduced. To print.
| Bill Text Versions | Format |
|---|---|
| AB991 | HTML |
| 02/27/09 - Introduced | |
| 04/20/09 - Amended Assembly | |
| 06/26/09 - Enrolled | |
| 08/06/09 - Chaptered |
| Document | Format |
|---|---|
| No related documents. |
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